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Regulation

In an Age of Regulation—What Kind of Broker are Traders Looking For?

The relationship between broker and trader is a two-way street. If a broker is constantly on the phone, showing you…

Could MIFID II and GDPR be in Conflict with One Another?

The European Markets in Financial Instruments Directive (MiFID) and the General Data Protection Regulation (GDPR) are two initiatives designed to…

Redefining Your Affiliates Under MiFID 2

Redefining your affiliates under MiFID 2 MiFID, or the Markets in Financial Instruments Directive, has presented European financial institutions with…

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