BRACE YOURSELVES: HOW TO PREPARE FOR THE NEW REGULATORY LANDSCAPE
2018 saw a great commotion among the financial and trading spheres, with the introduction of MiFID II early in the year, on January 3rd.
Could MIFID II and GDPR Be in Conflict with one Another?
The European Markets in Financial Instruments Directive (MiFID) and the General Data Protection Regulation (GDPR) are two initiatives designed to bring European markets into alignment.
Redefining your affiliates under MiFID 2
MiFID, or the Markets in Financial Instruments Directive, has presented European financial institutions with a vast array of challenges. One of these is the relationship with and definition of Introducing Brokers, or IBs.