\u0130ngiltere\u2019deki FCA lisans\u0131, yani Financial Conduct Authority, \u0130ngiltere Finansal Davran\u0131\u015f Otoritesi\u2019nin k\u0131saltmas\u0131d\u0131r.2013 y\u0131l\u0131nda kurulan bu kurum, bankalar, sigorta \u015firketleri, arac\u0131 kurumlar ve di\u011fer yat\u0131r\u0131m finans kurumlar\u0131n\u0131 denetlemekle g\u00f6revlidir. Kurulu\u015f amac\u0131, halk\u0131n finansal sisteme ili\u015fkin bilgisini ve finansal i\u015flemlerin getirileri ile riskleri hakk\u0131ndaki fark\u0131ndal\u0131\u011f\u0131n\u0131 art\u0131rmak, piyasa kat\u0131l\u0131mc\u0131lar\u0131n\u0131n yasal faaliyetlerini denetlemek, finansal su\u00e7lar\u0131 \u00f6nlemek ve bunlarla m\u00fccadele etmek olup, yat\u0131r\u0131m piyasas\u0131n\u0131n normal, adil, sa\u011fl\u0131kl\u0131 ve s\u00fcrd\u00fcr\u00fclebilir bir \u015fekilde geli\u015fmesini sa\u011flamada \u00f6nemli bir rol oynamaktad\u0131r.<\/p>\n\n
\u0130ngiltere\u2019deki FCA, \u015firketlerin k\u0131s\u0131tlamalar\u0131 ile t\u00fcketici haklar\u0131 aras\u0131nda makul bir denge kurmaya \u00f6nem vermektedir; \u00f6zellikle yat\u0131r\u0131mc\u0131lar\u0131n menfaatlerinin korunmas\u0131na odaklanmaktad\u0131r. Bu durum, a\u015fa\u011f\u0131daki \u00fc\u00e7 alanda somut olarak ortaya \u00e7\u0131kmaktad\u0131r:<\/p>\n\n
1. Birle\u015fik Krall\u0131k FCA lisans\u0131na sahip yat\u0131r\u0131m \u015firketleri, perakende hizmet sunuyorsa, FSCS\u2019ye (Birle\u015fik Krall\u0131k Finansal Hizmetler Tazminat Program\u0131) \u00fcye olmak zorundad\u0131r.Bu finansal tazminat program\u0131, her yat\u0131r\u0131mc\u0131 i\u00e7in en fazla 50.000 sterlin tutar\u0131nda sigorta g\u00fcvencesi sa\u011flar. Bir arac\u0131 kurumun bor\u00e7lar\u0131n\u0131 \u00f6deyemeyece\u011fi FCA taraf\u0131ndan tespit edildi\u011finde, FSCS tazminat s\u00fcrecini ba\u015flatarak yat\u0131r\u0131mc\u0131lar\u0131n i\u015flem sermayelerini m\u00fcmk\u00fcn oldu\u011funca telafi etmeye \u00e7al\u0131\u015f\u0131r;<\/strong><\/p>\n\n 2. FCA lisans\u0131 kapsam\u0131nda denetime tabi olan finans kurumlar\u0131 veya \u015firketlerin m\u00fc\u015fterilerinin yat\u0131r\u0131m fonlar\u0131, emanet bankas\u0131na aktar\u0131l\u0131r. \u0130lgili mevzuata g\u00f6re, emanet bankas\u0131n\u0131n iflas\u0131 durumunda, i\u015flem fonlar\u0131 88.000 sterlin s\u0131n\u0131r\u0131 i\u00e7inde kald\u0131\u011f\u0131 s\u00fcrece %100 oran\u0131nda tazmin edilir;<\/strong><\/p>\n\n 3. Yat\u0131r\u0131mc\u0131lar, finansal \u015fikayet hizmeti veren \u015firketlere \u015fikayette bulunma hakk\u0131na sahiptir.<\/strong> FCA\u2019ya ba\u015fvuru yapabilen \u015firketler \u015funlard\u0131r:<\/strong> Bu lisans, modeline g\u00f6re a\u015fa\u011f\u0131daki \u00fc\u00e7 t\u00fcre ayr\u0131labilir:<\/strong><\/p>\n\n 1) Yat\u0131r\u0131m dan\u0131\u015fmanl\u0131\u011f\u0131 lisans\u0131 (IFPRU 50K lisans\u0131): Bu t\u00fcr \u015firketler ne piyasa yap\u0131c\u0131 olabilir ne de yat\u0131r\u0131mc\u0131lar\u0131n fonlar\u0131n\u0131 elinde tutabilir, ancak yat\u0131r\u0131mc\u0131lar\u0131n fonlar\u0131 FSCS taraf\u0131ndan g\u00fcvence alt\u0131na al\u0131n\u0131r;<\/p>\n\n 2) STP lisans\u0131 (IFPRU 125K lisans\u0131): Bu t\u00fcr \u015firketler piyasa yap\u0131c\u0131 olamazlar, ancak m\u00fc\u015fteri fonlar\u0131n\u0131 tutabilirler ve bu fonlar FSCS taraf\u0131ndan g\u00fcvence alt\u0131na al\u0131n\u0131r;<\/p>\n\n 3) MM Lisans\u0131 (IFPRU 730K Lisans\u0131): Bu t\u00fcr \u015firketler hem piyasa yap\u0131c\u0131 olabilir hem de m\u00fc\u015fteri fonlar\u0131n\u0131 tutabilir; fonlar FSCS taraf\u0131ndan g\u00fcvence alt\u0131ndad\u0131r ve bu, FCA lisanslar\u0131 aras\u0131nda en \u00fcst seviyedeki t\u00fcrd\u00fcr.<\/p>\n\n Ek bilgi: FCA resmi web sitesi https:\/\/www.fca.org.uk\/<\/a><\/p>\n\n Sizin i\u00e7in m\u00fckemmel bir forex broker \u015firketi kural\u0131m!<\/strong> En son teknolojimizi kullanarak forex i\u015finizi kurun. LXSuite, s\u0131f\u0131rdan bir brokerlik i\u015fi kurmak i\u00e7in ihtiyac\u0131n\u0131z olan her \u015feyi size<\/a> sunar. G\u00fcvenilir ve kapsaml\u0131 yaz\u0131l\u0131m teknolojimizi tercih ederek, en iyisini yapmaya odaklanabilirsiniz. M\u00fc\u015fterilerinize d\u00fcnyan\u0131n en pop\u00fcler forex i\u015flem platformunu sunun; MT4\/MT5 beyaz etiket \u00e7\u00f6z\u00fcm\u00fcn\u00fc<\/a> kullanarak kendi markan\u0131z\u0131 veya bizim markam\u0131z\u0131 kullan\u0131n.<\/p>\n\n <\/p>\n","protected":false},"excerpt":{"rendered":" \u0130ngiltere\u2019deki FCA lisans\u0131, yani Financial Conduct Authority, \u0130ngiltere Finansal Davran\u0131\u015f Otoritesi\u2019nin k\u0131saltmas\u0131d\u0131r.<\/p>\n","protected":false},"author":29,"featured_media":102636,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[341],"tags":[],"class_list":["post-102635","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-is"],"acf":[],"_links":{"self":[{"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/posts\/102635","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/users\/29"}],"replies":[{"embeddable":true,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/comments?post=102635"}],"version-history":[{"count":1,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/posts\/102635\/revisions"}],"predecessor-version":[{"id":102637,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/posts\/102635\/revisions\/102637"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/media\/102636"}],"wp:attachment":[{"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/media?parent=102635"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/categories?post=102635"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/leverate.com\/tr\/wp-json\/wp\/v2\/tags?post=102635"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}
Birle\u015fik Krall\u0131k FCA lisans\u0131 i\u00e7in uygun ba\u015fvuru havuzu olduk\u00e7a geni\u015ftir ve finans ve ticari bankalar, yat\u0131r\u0131m kurumlar\u0131 veya varl\u0131k y\u00f6netimi firmalar\u0131, sigorta \u015firketleri, bor\u00e7 ihra\u00e7 eden kurulu\u015flar ve vadeli i\u015flem kurumlar\u0131 gibi kurumlar\u0131 i\u00e7erir ancak bunlarla s\u0131n\u0131rl\u0131 de\u011fildir. Bununla birlikte, Birle\u015fik Krall\u0131k FCA lisanslar\u0131 i\u00e7in teminat gereksinimleri, di\u011fer d\u00fczenleyici lisanslara k\u0131yasla nispeten y\u00fcksektir.<\/p>\n\n
1. Birle\u015fik Krall\u0131k\u2019ta yerle\u015fik finans kurumlar\u0131 veya \u015firketler;
2. Birle\u015fik Krall\u0131k\u2019ta fiili faaliyet g\u00f6steren finans kurumlar\u0131 veya \u015firketler;
3. Uzman personel istihdam edilmesi, \u015firket y\u00f6neticileri ve hissedarlar\u0131n belirlenmesi gerekir;
4. Teminat ve ba\u015fvuru \u00fccretlerinin tam olarak \u00f6denmesi;
5. Finansal Hizmetler Tazminat Program\u0131na kat\u0131lmak: Tazminat \u00fcst s\u0131n\u0131r\u0131 50.000 sterlin;
6. Kara para aklamayla m\u00fccadele d\u00fczenlemeleri, \u00f6deme hizmetleri y\u00f6netmelikleri, elektronik para y\u00f6netmelikleri ve ilgili di\u011fer h\u00fck\u00fcmlere uymak.<\/p>\n\n
\u0130ngiltere\u2019deki FCA\u2019n\u0131n d\u00fczenleyici lisanslar\u0131 d\u00f6rt ana kategoriye ayr\u0131labilir: AB lisans\u0131 (EEA Authorised), AR lisans\u0131 (Appointed representative), \u00f6deme lisans\u0131 ve tam lisans (Authorised).<\/strong><\/p>\n\n
1. FCA\u2019n\u0131n AB Lisans\u0131: Bu t\u00fcr lisans, d\u00f6rt ana kategori aras\u0131nda en d\u00fc\u015f\u00fck seviyededir. Y\u00f6netmeliklere g\u00f6re, bu t\u00fcr lisansa sahip \u015firketler AB\u2019de finansal hizmetler sunabilir, ancak FCA\u2019n\u0131n denetimi alt\u0131nda de\u011fildir ve dolay\u0131s\u0131yla Birle\u015fik Krall\u0131k Finansal Hizmetler Tazminat Program\u0131 (FSCS)
\u2019dan yararlanamazlar. 2.AR Lisans\u0131: Bu lisans\u0131n AB lisans\u0131 ile fark\u0131, bu lisansa sahip brokerlar\u0131n FCA denetimine tabi olmas\u0131 ve FSCS\u2019ye \u00fcye olmas\u0131d\u0131r. Bu t\u00fcr lisansa sahip \u015firketlerin Birle\u015fik Krall\u0131k\u2019ta ofis a\u00e7mas\u0131 gerekmez.
3. \u00d6deme Lisans\u0131: Ad\u0131ndan da anla\u015f\u0131laca\u011f\u0131 \u00fczere, ayn\u0131 zamanda \u00f6deme faaliyetleri y\u00fcr\u00fcten forex brokerlar\u0131na verilen lisanst\u0131r.
4. Tam Lisans: FCA\u2019n\u0131n en \u00fcst d\u00fczey lisans\u0131d\u0131r ve hem yat\u0131r\u0131mc\u0131lar hem de g\u00fc\u00e7l\u00fc brokerlar taraf\u0131ndan en \u00e7ok tercih edilen FCA lisans t\u00fcr\u00fcd\u00fcr.<\/p>\n\n
Yukar\u0131daki a\u00e7\u0131klamalar\u0131n, Birle\u015fik Krall\u0131k FCA lisans\u0131 hakk\u0131nda bilgi edinmenize yard\u0131mc\u0131 olmas\u0131n\u0131 umuyoruz. Forex ile ilgili daha fazla bilgi edinmek isterseniz, Leverate web sitesini ziyaret ederek daha fazla bilgi edinebilirsiniz.<\/p>\n\n