{"id":37391,"date":"2023-11-28T09:31:55","date_gmt":"2023-11-28T09:31:55","guid":{"rendered":"https:\/\/leverate.com\/%e6%9c%aa%e5%88%86%e7%b1%bb\/%e7%bb%8f%e7%ba%aa%e4%ba%ba%e9%9d%a2%e4%b8%b4%e7%9a%84%e5%90%88%e8%a7%84%e6%80%a7%e5%92%8c%e8%ae%b8%e5%8f%af%e6%8c%91%e6%88%98\/"},"modified":"2025-11-17T16:55:50","modified_gmt":"2025-11-17T16:55:50","slug":"%e7%bb%8f%e7%ba%aa%e4%ba%ba%e9%9d%a2%e4%b8%b4%e7%9a%84%e5%90%88%e8%a7%84%e6%80%a7%e5%92%8c%e8%ae%b8%e5%8f%af%e6%8c%91%e6%88%98","status":"publish","type":"post","link":"https:\/\/leverate.com\/zh-hans\/blog\/regulation\/%e7%bb%8f%e7%ba%aa%e4%ba%ba%e9%9d%a2%e4%b8%b4%e7%9a%84%e5%90%88%e8%a7%84%e6%80%a7%e5%92%8c%e8%ae%b8%e5%8f%af%e6%8c%91%e6%88%98\/","title":{"rendered":"\u7ecf\u7eaa\u4eba\u9762\u4e34\u7684\u5408\u89c4\u6027\u548c\u8bb8\u53ef\u6311\u6218"},"content":{"rendered":"<figure class=\"wp-block-image size-full\"><img fetchpriority=\"high\" decoding=\"async\" width=\"960\" height=\"480\" src=\"https:\/\/leverate.com\/wp-content\/uploads\/2023\/11\/leverate-blog-post-NOV28-Compliance-and-Licensing-Challenges-for-Brokers.jpg\" alt=\"\" class=\"wp-image-22820\" srcset=\"https:\/\/leverate.com\/wp-content\/uploads\/2023\/11\/leverate-blog-post-NOV28-Compliance-and-Licensing-Challenges-for-Brokers.jpg 960w, https:\/\/leverate.com\/wp-content\/uploads\/2023\/11\/leverate-blog-post-NOV28-Compliance-and-Licensing-Challenges-for-Brokers-480x240.jpg 480w, https:\/\/leverate.com\/wp-content\/uploads\/2023\/11\/leverate-blog-post-NOV28-Compliance-and-Licensing-Challenges-for-Brokers-768x384.jpg 768w\" sizes=\"(max-width: 960px) 100vw, 960px\" \/><\/figure>\n\n<div style=\"height:8px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n<p>\u5916\u6c47\u3001\u5dee\u4ef7\u5408\u7ea6\u548c\u52a0\u5bc6\u8d27\u5e01\u7ecf\u7eaa\u9886\u57df\u7684\u5408\u89c4\u6027\u548c\u76d1\u7ba1\u5e26\u6765\u4e86\u9519\u7efc\u590d\u6742\u7684\u6311\u6218\u3002 \u8fd9\u4e9b\u590d\u6742\u6027\u6e90\u4e8e\u5feb\u901f\u53d1\u5c55\u7684\u884c\u4e1a\uff0c\u8be5\u884c\u4e1a\u6b63\u65e5\u76ca\u53d7\u5230\u5404\u8f96\u533a\u91d1\u878d\u5f53\u5c40\u7684\u5ba1\u67e5\u3002<\/p>\n\n<p>\u4e3a\u4e86\u6709\u6548\u76d1\u7763\u4ea4\u6613\u6d3b\u52a8\uff0c\u4f7f\u5176\u7b26\u5408\u89c4\u5b9a\uff0c\u7ecf\u7eaa\u4eba\u5fc5\u987b\u638c\u63e1\u5e76\u6b63\u786e\u6267\u884c\u5404\u4e2a\u73af\u8282\u3002 \u8fd9\u5c31\u53d8\u5f97\u9519\u7efc\u590d\u6742\uff0c\u9700\u8981\u5bf9\u4e0d\u540c\u7ecf\u6d4e\u533a\u57df\u7684\u5408\u89c4\u6807\u51c6\u8fdb\u884c\u5168\u9762\u8bc4\u4f30\u3002<\/p>\n\n<p>\u6b64\u5916\uff0c\u76d1\u7ba1\u8bb8\u53ef\u8bc1\u5bf9\u7ecf\u7eaa\u4eba\u6765\u8bf4\u662f\u5fc5\u4e0d\u53ef\u5c11\u7684\uff0c\u7533\u8bf7\u6d41\u7a0b\u4ee5\u53ca\u8fd9\u4e9b\u8bb8\u53ef\u8bc1\u7684\u6301\u7eed\u7ef4\u62a4\u53ef\u80fd\u4f1a\u5e26\u6765\u91cd\u5927\u6311\u6218\u3002  <\/p>\n\n<p>\u6839\u636e\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u4e0d\u540c\uff0c\u76d1\u7ba1\u673a\u6784\u5c06\u8981\u6c42\u6709\u62b1\u8d1f\u7684\u7ecf\u7eaa\u4eba\u63d0\u4f9b\u5927\u91cf\u4fe1\u606f\uff0c\u5305\u62ec\u5168\u9762\u7684\u5546\u4e1a\u8ba1\u5212\u3001\u53cd\u6d17\u94b1 \uff08AML\uff09 \u7b56\u7565\u3001\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49 \uff08CFT\uff09 \u63aa\u65bd\u3001\u6d41\u52a8\u6027\u8ba1\u5212\u3001\u62df\u8bae\u7684\u7ec4\u7ec7\u7ed3\u6784\u3001\u4eba\u5458\u914d\u5907\u7ec6\u8282\u7b49\u3002<\/p>\n\n<p>\u9996\u5148\uff0c\u5916\u6c47\/\u5dee\u4ef7\u5408\u7ea6\/\u52a0\u5bc6\u8d27\u5e01\u7ecf\u7eaa\u5546\u5e94\u4e86\u89e3\u6bcf\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u9002\u5f53\u4e1a\u52a1\u6a21\u5f0f\u3002 \u4f8b\u5982\uff0c\u6839\u636e\u82f1\u56fd FCA \u7684\u89c4\u5b9a\uff0c\u591a\u91cd\u8d44\u4ea7\u7ecf\u7eaa\u5546\u4e0d\u5f97\u63d0\u4f9b\u52a0\u5bc6\u5dee\u4ef7\u5408\u7ea6\u7b49\u52a0\u5bc6\u8d27\u5e01\u884d\u751f\u54c1\uff0c\u4f46\u53ef\u4ee5\u7ecf\u8425\u52a0\u5bc6\u8d27\u5e01\u4ea4\u6613\u6240\u3002<\/p>\n\n<p><a href=\"https:\/\/leverate.com\/zh-hans\/\">Leverate<\/a> \u662f\u4e3a\u5916\u6c47\u3001\u5dee\u4ef7\u5408\u7ea6\u548c\u52a0\u5bc6\u8d27\u5e01\u7ecf\u7eaa\u5546\u63d0\u4f9b\u670d\u52a1\u7684\u5168\u7403\u6280\u672f\u9886\u5bfc\u8005\uff0c\u5b83\u9ad8\u5ea6\u91cd\u89c6\u4e3a\u7ecf\u7eaa\u5546\u63d0\u4f9b\u5173\u952e\u6280\u672f\u8d44\u6e90\uff0c\u4ee5\u786e\u4fdd\u7b26\u5408\u4e0e\u7ecf\u7eaa\u5546\u6267\u7167\u76f8\u4e00\u81f4\u7684\u76d1\u7ba1\u8981\u6c42\u3002 \u8fd9\u5305\u62ec\u7b80\u5316\u5165\u804c\u6d41\u7a0b\u3001\u4e3a\u4ea4\u6613\u5458\u5b9e\u65bd\u5b9e\u65f6\u5728\u7ebf\u547c\u53eb\u76d1\u63a7\u6280\u672f\uff0c\u4ee5\u53ca\u4f7f\u4ed6\u4eec\u80fd\u591f\u6839\u636e\u7ecf\u7eaa\u5546\u7684\u8bb8\u53ef\u8bc1\u6709\u6548\u7ba1\u7406\u548c\u5c55\u793a\u5176\u91d1\u878d\u8d44\u4ea7\u3002<\/p>\n\n<p>\u901a\u8fc7<a href=\"https:\/\/leverate.com\/zh-hans\/\">Leverate \u7684<\/a>\u5168\u9762\u4ea4\u94a5\u5319\u89e3\u51b3\u65b9\u6848\uff0c\u60a8\u53ef\u4ee5\u76f8\u4fe1\uff0c\u5728\u60a8\u91cf\u8eab\u5b9a\u5236\u7684\u6280\u672f\u8bbe\u7f6e\u8fc7\u7a0b\u4e2d\uff0c\u60a8\u5c06\u83b7\u5f97\u575a\u5b9a\u7684\u6307\u5bfc\u548c\u652f\u6301\u3002 \u6211\u4eec\u7684\u4e13\u7528\u4ea7\u54c1\u8bbe\u8ba1\u7cbe\u5bc6\uff0c\u53ef\u63d0\u4f9b\u7cbe\u786e\u3001\u53cd\u5e94\u8fc5\u901f\u7684\u89e3\u51b3\u65b9\u6848\uff0c\u5b8c\u7f8e\u6ee1\u8db3\u60a8\u7684\u76d1\u7ba1\u9700\u6c42\u3002<\/p>\n\n<h3 class=\"wp-block-heading\">Leverate \u7684\u6280\u672f\u89e3\u51b3\u65b9\u6848\uff1a\u4e00\u6d41\u7684\u53d7\u76d1\u7ba1\u5165\u804c\u57f9\u8bad  <\/h3>\n\n<p>Leverate \u4e3a\u7ecf\u7eaa\u5546\u63d0\u4f9b\u57fa\u672c\u7684\u5b9a\u5236\u5165\u804c\u6280\u672f\u89e3\u51b3\u65b9\u6848\uff0c\u8fd9\u4e9b\u89e3\u51b3\u65b9\u6848\u7ecf\u8fc7\u7cbe\u5fc3\u8bbe\u8ba1\uff0c\u53ef\u6ee1\u8db3\u4ea4\u6613\u5546\u72ec\u7279\u7684\u53f8\u6cd5\u7ba1\u8f96\u548c\u76d1\u7ba1\u5408\u89c4\u9700\u6c42\u3002 \u8fd9\u5305\u62ec\u4ece\u4e13\u4e1a\u89d2\u5ea6\u7b80\u5316\u5408\u89c4\u7a0b\u5e8f\uff0c\u5982\u95ee\u5377\u8c03\u67e5\u548c\u6587\u4ef6\u586b\u5199\uff0c\u5305\u62ec\u62a4\u7167\u9a8c\u8bc1\u3001\u6c34\u7535\u8d39\u8d26\u5355\u548c\u5c45\u4f4f\u8bc1\u660e\uff0c\u786e\u4fdd\u5165\u804c\u6d41\u7a0b\u987a\u5229\u8fdb\u884c\u3002<\/p>\n\n<h3 class=\"wp-block-heading\">Leverate \u7684\u91d1\u878d\u8d44\u4ea7\u53ef\u89c6\u5316<\/h3>\n\n<p>Leverate \u7684\u4ea4\u6613\u5e73\u53f0\u63d0\u4f9b\u521b\u65b0\u3001\u5148\u8fdb\u3001\u7528\u6237\u53cb\u597d\u7684\u89e3\u51b3\u65b9\u6848\uff0c\u53ef\u6839\u636e\u7ecf\u7eaa\u5546\u7684\u8bb8\u53ef\u8bc1\u663e\u793a\u91d1\u878d\u8d44\u4ea7\u3002 \u8fd9\u5305\u62ec\u52a0\u5bc6\u8d27\u5e01\u4ea4\u6613\u6240\u3001\u5dee\u4ef7\u5408\u7ea6\u548c\u80a1\u7968\uff0c\u4e3a\u4fc3\u8fdb\u6389\u671f\u548c\u5404\u79cd\u6760\u6746\u9009\u62e9\u63d0\u4f9b\u4e86\u7075\u6d3b\u6027\u3002<\/p>\n\n<p>\u8be5\u5e73\u53f0\u65e8\u5728\u7b80\u5316\u548c\u7cbe\u7b80\u4ea4\u6613\u8005\u6d3b\u52a8\uff0c\u6700\u7ec8\u63d0\u9ad8\u6574\u4f53\u4e1a\u52a1\u91cf\u3002<\/p>\n\n<h3 class=\"wp-block-heading\">\u4f7f\u7528\u5b9e\u65f6\u6280\u672f\u4f18\u5316\u7ed3\u679c<\/h3>\n\n<p>Leverate \u63d0\u4f9b\u7684\u5c16\u7aef\u89e3\u51b3\u65b9\u6848\u5305\u62ec\u5b9e\u65f6\u547c\u53eb\u76d1\u63a7\u89e3\u51b3\u65b9\u6848\uff0c\u65e8\u5728\u5168\u5929\u5019\u6301\u7eed\u76d1\u63a7\u5ba2\u6237\u547c\u53eb\u3002 \u5176\u4e3b\u8981\u76ee\u6807\u662f\u786e\u4fdd\u6b63\u786e\u7ba1\u7406\u5ba2\u6237\u652f\u6301\u4e0e\u4ea4\u6613\u5546\u4e4b\u95f4\u7684\u6c9f\u901a\uff0c\u63d0\u4f9b\u51c6\u786e\u7684\u4fe1\u606f\uff0c\u5e76\u652f\u6301\u4ea4\u6613\u5546\u9075\u5b88\u76f8\u5173\u6cd5\u89c4\u3002  <\/p>\n\n<p>\u4f7f\u7528 SiRiX \u4ea4\u94a5\u5319\u89e3\u51b3\u65b9\u6848\u7684 Leverate \u5ba2\u6237\u53ef\u4ee5\u63a2\u7d22\u4f20\u7edf\u7684\u5916\u6c47\u7ecf\u7eaa\u5546\u4e1a\u52a1\u6a21\u5f0f\u548c\u52a0\u5bc6\u8d27\u5e01\u4ea4\u6613\u6240\u3002<\/p>\n\n<p>\u7ed3\u8bba<\/p>\n\n<p>\u603b\u4e4b\uff0c\u4f5c\u4e3a\u670d\u52a1\u4e8e\u5916\u6c47\u3001\u5dee\u4ef7\u5408\u7ea6\u548c\u52a0\u5bc6\u8d27\u5e01\u7ecf\u7eaa\u5546\u7684\u5168\u7403\u6280\u672f\u9886\u5bfc\u8005\uff0c<a href=\"https:\/\/leverate.com\/zh-hans\/\">Leverate<\/a> \u53ef\u786e\u4fdd\u7ecf\u7eaa\u5546\u914d\u5907\u5fc5\u8981\u7684\u6280\u672f\u8d44\u6e90\uff0c\u4ee5\u6709\u6548\u6ee1\u8db3\u76d1\u7ba1\u8981\u6c42\u3002 \u4e3a\u4e86\u5b9e\u73b0\u8fd9\u4e00\u76ee\u6807\uff0c\u6211\u4eec\u63d0\u4f9b\u4e86\u80fd\u6700\u5927\u9650\u5ea6\u63d0\u9ad8\u5176\u8fd0\u8425\u80fd\u529b\u7684\u4ea7\u54c1\u548c\u6d41\u7a0b\u3002<\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u5916\u6c47\u3001\u5dee\u4ef7\u5408\u7ea6\u548c\u52a0\u5bc6\u8d27\u5e01\u7ecf\u7eaa\u9886\u57df\u7684\u5408\u89c4\u6027\u548c\u76d1\u7ba1\u5e26\u6765\u4e86\u9519\u7efc\u590d\u6742\u7684\u6311\u6218\u3002 \u8fd9\u4e9b\u590d\u6742\u6027\u6e90\u4e8e\u5feb\u901f\u53d1\u5c55\u7684\u884c\u4e1a\uff0c\u8be5\u884c\u4e1a\u6b63\u65e5\u76ca\u53d7\u5230\u5404\u8f96\u533a\u91d1\u878d\u5f53\u5c40\u7684\u5ba1\u67e5\u3002<\/p>\n","protected":false},"author":21,"featured_media":37394,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[1092],"tags":[],"class_list":["post-37391","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-regulation"],"acf":[],"_links":{"self":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts\/37391","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/users\/21"}],"replies":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/comments?post=37391"}],"version-history":[{"count":0,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts\/37391\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/media\/37394"}],"wp:attachment":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/media?parent=37391"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/categories?post=37391"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/tags?post=37391"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}