{"id":37735,"date":"2025-03-05T10:21:02","date_gmt":"2025-03-05T10:21:02","guid":{"rendered":"https:\/\/leverate.com\/%e6%9c%aa%e5%88%86%e7%b1%bb\/mifid-ii-%e5%92%8c-gdpr-%e4%bc%9a%e7%9b%b8%e4%ba%92%e5%86%b2%e7%aa%81%e5%90%97%ef%bc%9f\/"},"modified":"2025-03-05T10:21:07","modified_gmt":"2025-03-05T10:21:07","slug":"mifid-ii-%e5%92%8c-gdpr-%e4%bc%9a%e7%9b%b8%e4%ba%92%e5%86%b2%e7%aa%81%e5%90%97%ef%bc%9f","status":"publish","type":"post","link":"https:\/\/leverate.com\/zh-hans\/blog\/regulation\/mifid-ii-%e5%92%8c-gdpr-%e4%bc%9a%e7%9b%b8%e4%ba%92%e5%86%b2%e7%aa%81%e5%90%97%ef%bc%9f\/","title":{"rendered":"MIFID II \u548c GDPR \u4f1a\u76f8\u4e92\u51b2\u7a81\u5417\uff1f"},"content":{"rendered":"<figure class=\"wp-block-image size-full\"><img fetchpriority=\"high\" decoding=\"async\" width=\"960\" height=\"600\" src=\"https:\/\/leverate.com\/wp-content\/uploads\/2023\/09\/640x400-blog-post-COULD-MiFID-II-AND-GDPR-BE-IN-CONFLICT-2.jpg\" alt=\"\" class=\"wp-image-21383\" srcset=\"https:\/\/leverate.com\/wp-content\/uploads\/2023\/09\/640x400-blog-post-COULD-MiFID-II-AND-GDPR-BE-IN-CONFLICT-2.jpg 960w, https:\/\/leverate.com\/wp-content\/uploads\/2023\/09\/640x400-blog-post-COULD-MiFID-II-AND-GDPR-BE-IN-CONFLICT-2-480x300.jpg 480w, https:\/\/leverate.com\/wp-content\/uploads\/2023\/09\/640x400-blog-post-COULD-MiFID-II-AND-GDPR-BE-IN-CONFLICT-2-768x480.jpg 768w\" sizes=\"(max-width: 960px) 100vw, 960px\" \/><\/figure>\n\n<p><strong>\u6b27\u6d32\u91d1\u878d\u5de5\u5177\u5e02\u573a\u6307\u4ee4 \uff08MiFID\uff09 \u548c\u901a\u7528\u6570\u636e\u4fdd\u62a4\u6761\u4f8b \uff08GDPR\uff09 \u662f\u65e8\u5728\u4f7f\u6b27\u6d32\u5e02\u573a\u4fdd\u6301\u4e00\u81f4\u7684\u4e24\u9879\u4e3e\u63aa\u3002\u4f46\u662f\uff0c\u8fd9\u4e24\u9879\u4e3e\u63aa\u4f1a\u671d\u7740\u4e0d\u540c\u7684\u65b9\u5411\u53d1\u5c55\u5417\uff1f <\/strong><\/p>\n\n<p>MiFID \u2013 \u6216\u6700\u65b0\u5f62\u5f0f \u2013 MiFID II \u662f\u4e00\u9879\u6b27\u6d32\u6307\u4ee4\uff0c\u65e8\u5728\u534f\u8c03\u5b58\u5728\u4e8e\u6b27\u6d32\u7ecf\u6d4e\u533a 31 \u4e2a\u56fd\u5bb6\u7684\u5404\u79cd\u6295\u8d44\u516c\u53f8\uff0c\u5305\u62ec\u4e09\u4e2a\u975e\u6b27\u76df\u56fd\u5bb6\u3001\u632a\u5a01\u3001\u51b0\u5c9b\u548c\u5217\u652f\u6566\u58eb\u767b\u3002\u6700\u521d\u7684\u8ba1\u5212\u662f\u521b\u9020\u516c\u5e73\u7684\u7ade\u4e89\u73af\u5883\uff0c\u4f7f\u91d1\u878d\u5e02\u573a\u5bf9\u4e3a\u8fd9\u4e9b\u5e02\u573a\u63d0\u4f9b\u52a8\u529b\u7684\u6700\u7ec8\u7528\u6237\u66f4\u52a0\u516c\u5e73\u3002 <\/p>\n\n<p>GDPR \u662f\u53e6\u4e00\u9879\u6b27\u6d32\u6cd5\u4ee4\uff0c\u5b8c\u5168\u4e0e\u6d88\u8d39\u8005\u6570\u636e\u7684\u5408\u7406\u4f7f\u7528\u6709\u5173\u3002\u5176\u52a8\u673a\u662f\u5c06\u8d22\u52a1\u548c\u4e2a\u4eba\u6570\u636e\u7684\u63a7\u5236\u6743\u4ea4\u8fd8\u7ed9\u62e5\u6709\u8fd9\u4e9b\u6570\u636e\u7684\u4eba\u3002\u51fa\u73b0\u4e86\u5173\u4e8e\u6536\u96c6\u54ea\u4e9b\u6570\u636e\u3001\u8c01\u62e5\u6709\u8fd9\u4e9b\u6570\u636e\u3001\u8c01\u53ef\u4ee5\u8bbf\u95ee\u8fd9\u4e9b\u6570\u636e\u4ee5\u53ca\u5982\u4f55\u786e\u4fdd\u9690\u79c1\u548c\u4fdd\u62a4\u7684\u95ee\u9898\u3002  <\/p>\n\n<p>\u6700\u8fd1\uff0c\u4eba\u4eec\u62c5\u5fc3 MiFID2 \u548c GDPR \u5b9e\u9645\u4e0a\u53ef\u80fd\u6b63\u5728\u671d\u7740\u4e0d\u540c\u7684\u65b9\u5411\u53d1\u5c55\u3002\u867d\u7136 MiFID \u6b63\u5728\u63d0\u9ad8\u900f\u660e\u5ea6\u548c\u53ef\u89c1\u6027\uff0c\u4f46 GDPR \u6b63\u8bd5\u56fe\u4f7f\u6570\u636e\u7ba1\u7406\u53d7\u5230\u66f4\u4e25\u683c\u7684\u63a7\u5236\u548c\u76d1\u63a7\u3002\u8fd9\u91cc\u4f3c\u4e4e\u5b58\u5728\u7740\u5f00\u653e\u548c\u9690\u79c1\u4e4b\u95f4\u7684\u51b2\u7a81\u3002\u90a3\u4e48\uff0c\u771f\u7684\u662f\u8fd9\u6837\u5417\uff1f   <\/p>\n\n<p>\u5bf9 GDPR \u7684\u4e00\u4e2a\u8bef\u89e3\u662f\uff0c\u5b83\u8fdc\u975e\u9650\u5236\u5bf9\u5ba2\u6237\u6570\u636e\u7684\u8bbf\u95ee\uff0c\u800c\u53ea\u5bf9\u5236\u5b9a\u6709\u5173\u5982\u4f55\u5171\u4eab\u5ba2\u6237\u4fe1\u606f\u7684\u89c4\u5219\u548c\u6807\u51c6\u611f\u5174\u8da3\u3002\u8be5\u6307\u4ee4\u7684\u4e3b\u8981\u9a71\u52a8\u529b\u662f\u786e\u4fdd\u5f3a\u5927\u7684\u6570\u636e\u5b89\u5168\u6027\uff0c\u540c\u65f6\u5f3a\u5236\u8981\u6c42\u53ea\u6709\u6709\u6743\u67e5\u770b\u6570\u636e\u7684\u4e2a\u4eba\u548c\u7ec4\u7ec7\u624d\u80fd\u770b\u5230\u6570\u636e\u3002 <\/p>\n\n<p>MiFID2 \u548c GDPR \u4e0d\u662f\u7eb8\u8001\u864e\u3002\u4e0d\uff0c\u4ed6\u4eec\u4f1a\u54ac\u4eba\u3002\u9009\u62e9\u65e0\u89c6\u8fd9\u4e9b\u6307\u4ee4\u7684\u4eba\u53ef\u80fd\u4f1a\u9762\u4e34\u9ad8\u8fbe\u516c\u53f8\u5168\u7403\u5e74\u6536\u5165 4% \u7684\u7f5a\u6b3e\u3002  <\/p>\n\n<p>\u56e0\u6b64\uff0c\u867d\u7136 MiFID2 \u548c GDPR \u53ef\u80fd\u6d89\u53ca\u6b27\u6d32\u91d1\u878d\u5e02\u573a\u76d1\u7ba1\u8ba1\u5212\u7684\u4e24\u4e2a\u5355\u72ec\u65b9\u9762\uff0c\u4f46\u4f3c\u4e4e\u6709\u7406\u7531\u76f8\u4fe1\u8fd9\u662f\u540c\u4e00\u679a\u786c\u5e01\u7684\u4e24\u9762\u3002\u5982\u679c\u91d1\u878d\u673a\u6784\u8981\u907f\u514d\u60e9\u7f5a\u6027\u6536\u8d39\uff0c\u4ed6\u4eec\u5c31\u5fc5\u987b\u7ad9\u51fa\u6765\u5e76\u9075\u5b88\u65b0\u89c4\u5219\u3002\u4f46\u662f\uff0c\u91d1\u878d\u673a\u6784\u53ef\u4ee5\u91c7\u53d6\u4e00\u4e9b\u6b65\u9aa4\u6765\u7b80\u5316\u8fd9\u4e00\u65c5\u7a0b\u3002  <\/p>\n\n<p>\u9996\u5148\uff0c\u60a8\u5fc5\u987b\u5b9a\u4e49\u516c\u53f8\u7684\u6570\u636e\u8ba1\u5212\uff0c\u5176\u4e2d\u6d89\u53ca\u5ba2\u6237\u4fe1\u606f\u7684\u51c6\u786e\u6620\u5c04\u3002\u6570\u636e\u5c31\u50cf\u6c34\u94f6 \u2014 \u6ca1\u6709\u63a7\u5236\uff0c\u5b83\u5c31\u4f1a\u65e0\u5904\u4e0d\u5728\u3002\u5ba2\u6237\u548c\u8d22\u52a1\u6570\u636e\u6700\u7ec8\u4f1a\u5b58\u50a8\u5728\u7f51\u7edc\u9a71\u52a8\u5668\u3001\u670d\u52a1\u5668\u3001\u5916\u90e8\u786c\u76d8\u9a71\u52a8\u5668\u548c USB \u9a71\u52a8\u5668\u4e0a\u3002\u5982\u679c\u6ca1\u6709\u4e25\u683c\u7684\u6570\u636e\u63a7\u5236\uff0c\u4fe1\u606f\u53ef\u80fd\u5f88\u96be\u627e\u5230\uff0c\u6216\u8005\u6700\u574f\u7684\u60c5\u51b5\u662f\u4e22\u5931\u3002\u94f6\u884c\u548c\u7ecf\u7eaa\u516c\u53f8\u4f7f\u7528\u7684\u6570\u636e\u7684\u7535\u5b50\u6027\u8d28\u4f7f\u5176\u6613\u4e8e\u4f20\u8f93\u548c\u63a5\u6536\uff0c\u4f46\u540c\u6837\u5bb9\u6613\u4e22\u5931\u6216\u53d1\u9001\u5230\u9519\u8bef\u7684\u5730\u65b9\u3002\u5f53\u524d\u5e94\u5bf9\u6b64\u7c7b\u6570\u636e\u7ba1\u7406\u6311\u6218\u7684\u89e3\u51b3\u65b9\u6848\u662f\u901a\u8fc7\u5b89\u5168\u7684 Web \u670d\u52a1\u5668\u4e3a\u5ba2\u6237\u63d0\u4f9b\u5bf9\u5176\u6570\u636e\u7684\u8bbf\u95ee\u3002\u5ba2\u6237\u7aef\u53ef\u4ee5\u83b7\u5f97\u5bf9\u5176\u6570\u636e\u7684\u5bc6\u7801\u63a7\u5236\u8bbf\u95ee\u6743\u9650\uff0c\u8fd9\u4e9b\u8bbf\u95ee\u6743\u9650\u662f\u4ed6\u4eec\u5728\u9700\u8981\u65f6\u83b7\u53d6\u7684\u3002      <\/p>\n\n<p>\u63a5\u4e0b\u6765\uff0c\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5236\u5b9a\u7a0b\u5e8f\u6765\u7ba1\u7406\u51fa\u73b0\u95ee\u9898\u7684\u60c5\u51b5\u3002\u8fd9\u53ef\u80fd\u662f\u4e0e\u4eba\u4e3a\u9519\u8bef\u548c\u7ba1\u7406\u4e0d\u5584\u76f8\u5173\u7684\u4e8b\u4ef6 - \u4ece\u5458\u5de5\u5c06\u6570\u636e\u5e26\u56de\u5bb6\u7684\u7b14\u8bb0\u672c\u7535\u8111\uff0c\u5230\u6d89\u53ca\u5bf9\u516c\u53f8\u670d\u52a1\u5668\u6216\u7f51\u7edc\u8fdb\u884c\u7f51\u7edc\u653b\u51fb\u7684\u4e8b\u4ef6\u3002\u5ba2\u6237\u5e94\u8be5\u653e\u5fc3\uff0c\u4ed6\u4eec\u53ef\u4ee5\u4fe1\u4efb\u4ed6\u4eec\u59d4\u6258\u8d44\u4ea7\u7684\u516c\u53f8\u77e5\u9053\u5728\u5371\u673a\u671f\u95f4\u8be5\u600e\u4e48\u505a\u3002  <\/p>\n\n<p>\u6700\u540e\uff0c\u91d1\u878d\u673a\u6784\u5fc5\u987b\u57f9\u8bad\u5176\u5458\u5de5\uff0c\u8ba9\u4ed6\u4eec\u4e86\u89e3\u516c\u53f8\u5185\u5916\u7684\u6570\u636e\u5b89\u5168\u95ee\u9898\u3002\u8be5\u57f9\u8bad\u6210\u529f\u7684\u5173\u952e\u662f\u4efb\u547d\u4e86\u4e00\u4f4d\u7ecf\u9a8c\u4e30\u5bcc\u4e14\u8d1f\u8d23\u4efb\u7684\u6570\u636e\u4fdd\u62a4\u5b98 \uff08DPO\uff09\uff0c\u5176\u5de5\u4f5c\u662f\u786e\u4fdd\u516c\u53f8\u9075\u5b88\u6b27\u6d32\u5408\u89c4\u89c4\u5219\uff0c\u5e76\u5411\u9ad8\u7ea7\u7ba1\u7406\u5c42\u62a5\u544a\u4efb\u4f55\u5f02\u5e38\u60c5\u51b5\u3002DPO \u5fc5\u987b\u53d7\u8fc7\u4e25\u683c\u57f9\u8bad\u5e76\u4e86\u89e3\u6700\u65b0\u7684\u91d1\u878d\u6570\u636e\u6280\u672f\uff0c\u5e76\u4e14\u662f\u7ef4\u62a4\u516c\u53f8\u5371\u673a\u7f13\u89e3\u8ba1\u5212\u7684\u9996\u9009\u4eba\u9009\u3002  <\/p>\n\n<p>MiFID2 \u4e8e 2014 \u5e74 7 \u6708\u751f\u6548\uff0cGDPR \u5c06\u4e8e 2018 \u5e74 5 \u6708 25 \u65e5\u751f\u6548\u3002\u8fd9\u4e24\u9879\u6307\u4ee4\u5c06\u786e\u4fdd\u6b27\u6d32\u6295\u8d44\u8005\u5728\u56fd\u9645\u91d1\u878d\u5e02\u573a\u4ea4\u6613\u65f6\u5f97\u5230\u516c\u5e73\u5bf9\u5f85\u3002\u4e3a\u4e86\u652f\u6301\u8be5\u6d3b\u52a8\uff0c\u4ed6\u4eec\u8fd8\u53ef\u4ee5\u653e\u5fc3\uff0c\u4ed6\u4eec\u7684\u8d22\u52a1\u548c\u4e2a\u4eba\u4fe1\u606f\u662f\u53ef\u7528\u4e14\u5b89\u5168\u7684\u3002  <\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u6b27\u6d32\u91d1\u878d\u5de5\u5177\u5e02\u573a\u6307\u4ee4 \uff08MiFID\uff09 \u548c\u901a\u7528\u6570\u636e\u4fdd\u62a4\u6761\u4f8b \uff08GDPR\uff09 \u662f\u65e8\u5728\u4f7f\u6b27\u6d32\u5e02\u573a\u4fdd\u6301\u4e00\u81f4\u7684\u4e24\u9879\u4e3e\u63aa\u3002  <\/p>\n","protected":false},"author":5,"featured_media":37737,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[1092],"tags":[1172,1154,1097,1173,1107,1109,1161],"class_list":["post-37735","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-regulation","tag-mifid-","tag-1154","tag--zh-hans","tag-1173","tag-1107","tag-1109","tag-1161"],"acf":[],"_links":{"self":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts\/37735","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/users\/5"}],"replies":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/comments?post=37735"}],"version-history":[{"count":0,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/posts\/37735\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/media\/37737"}],"wp:attachment":[{"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/media?parent=37735"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/categories?post=37735"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/leverate.com\/zh-hans\/wp-json\/wp\/v2\/tags?post=37735"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}