Adapting to a New Environment: How Should Brokers Respond to The New Regulations?
The new ESMA regulations could change the industry as we know it, but how should brokers react to them? Read these useful guidelines to keep up with the trade shifts.
In An Age of Regulation—What Kind of Broker Are Traders Looking For?
Love them or hate them, brokers are a necessary evil without which traders cannot survive. By their very nature, by being in touch with all the other traders in the market, they have useful information from which you could benefit. But what are the features that make a great broker? It’s 7 o’clock on a […]
Could MIFID II and GDPR Be in Conflict with one Another?
The European Markets in Financial Instruments Directive (MiFID) and the General Data Protection Regulation (GDPR) are two initiatives designed to bring European markets into alignment.
Redefining your affiliates under MiFID 2
MiFID, or the Markets in Financial Instruments Directive, has presented European financial institutions with a vast array of challenges. One of these is the relationship with and definition of Introducing Brokers, or IBs.